Anthony Perez

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2018-12-11
CT	RA	APPROVED	2018-10-16

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2018-12-11
CT RA
APPROVED

Since 2018-10-16

Branch Locations

364 Route 211 E, Middletown, NY 10940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Middletown	NY	07/2018	Present
Pds Group	Medellin		01/2009	03/2018
Unemployed	Middletown	NY	03/2018	07/2018
Bank Of America, N.A.	Middletown	NY	08/2018	Present

07/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Middletown, NY
01/2009 → 03/2018

Pds Group

Medellin
03/2018 → 07/2018

Unemployed

Middletown, NY
08/2018 → Present

Bank Of America, N.A.

Middletown, NY

Other Businesses

I*5495272, Entity Type: , Name of OBA: Rental Property - 19-Aug-26 - 1, Address: Middletown, New York, 10940, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 07/15/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-12

S66 Uniform Combined State Law Examination

2018-10-12

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews