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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2021-01-05 |
| CT | RA | APPROVED | 2018-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 07/2018 | Present |
| United States Army National Guard | Bennington | VT | 02/2017 | Present |
| Vermont State Police | Rutland | VT | 11/2015 | 06/2018 |
| Bank Of America, N.A. | Albany | NY | 08/2018 | Present |
For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Army National Guard Investment related (Y/N): N Address of business: Bennington, VT United States 05201 Nature of business: Army National Guard Position, title, association: Scout Start date of relationship: 2/6/2017 Number of hours devoted: 72 monthly Number of hours devoted during trading hours: 0 Duties: Army National Guard unit
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-18 |
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