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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-27
CA RA APPROVED 2022-07-18
  • TX RA
    APPROVED_RES
    Since 2022-07-27
  • CA RA
    APPROVED
    Since 2022-07-18

Branch Locations

120 S Brand Blvd, San Fernando, CA 91340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 07/2018 12/2018
Bank Of America Simi Valley CA 10/2012 12/2018
Unemployed Van Nuys CA 12/2018 06/2019
Pruco Securities Llc Sherman Oaks CA 04/2019 10/2019
Pruco Securities Llc Sherman Oaks CA 05/2020 09/2021
On-Camera Audiences Calabasas CA 06/2019 03/2020
Unemployed Van Nuys CA 03/2020 05/2020
The Prudential Insurance Company Of America Sherman Oaks CA 05/2020 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Fernando CA 05/2022 Present
Hcl Technologies Westlake Village CA 09/2021 05/2022
Bank Of America, N.A. San Fernando CA 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-12
  • S66 Uniform Combined State Law Examination
    2020-03-12
Other Names
  • Rudy A. Calderon
  • Rodolfo Calderon

View on SEC IAPD

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