Bailey Braniff

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-07
MN	RA	APPROVED	2019-01-03

TX RA
APPROVED

Since 2019-05-07
MN RA
APPROVED

Since 2019-01-03

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayzata	MN	07/2018	Present
Dougherty & Company, Llc	Minneapolis	MN	06/2017	07/2018
University Of Minnesota- Twin Cities	Minneapolis	MN	09/2015	05/2018
Kmg Consultants Inc	Roseville	MN	05/2016	07/2017
Banana Republic	Roseville	MN	01/2017	04/2018
University Of Minnesota Bookstore	Minneapolis	MN	09/2015	05/2016
Corepower Yoga	Minneapolis	MN	05/2018	08/2018
Bank Of America, N.A.	Wayzata	MN	08/2018	Present

07/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN
06/2017 → 07/2018

Dougherty & Company, Llc

Minneapolis, MN
09/2015 → 05/2018

University Of Minnesota- Twin Cities

Minneapolis, MN
05/2016 → 07/2017

Kmg Consultants Inc

Roseville, MN
01/2017 → 04/2018

Banana Republic

Roseville, MN
09/2015 → 05/2016

University Of Minnesota Bookstore

Minneapolis, MN
05/2018 → 08/2018

Corepower Yoga

Minneapolis, MN
08/2018 → Present

Bank Of America, N.A.

Wayzata, MN

Other Businesses

I*: 2036340 Entity Type: Charitable Organization Name of OBA: Dress for Success Twin Cities Address: St. Louis Park, Minnesota Investment Related: No Position, Title, Association: Finance committee Employee Start Date: 10/2024 Number of Hours: 15 hts annually Number of Hours during trading: 0 Duties: Key Responsibilities: - Monitor the organization's financial health, ensuring accurate reporting and strong internal controls. - Collaborate with the Board and staff to develop financial policies, budgets, and long-term strategies for financial stability. - Ensure adherence to all tax and regulatory requirements, maintaining legal and ethical integrity. - Support strategic decision-making by evaluating financial feasibility and suggesting ways to enhance financial processes, grow revenue, and maximize efficiency.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-29

S66 Uniform Combined State Law Examination

2018-12-29

Other Names

Bailey Lund
Bailey Joy Lund

View on SEC IAPD