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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-30 |
| NJ | RA | APPROVED | 2018-11-01 |
Branch Locations
1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 07/2018 | Present |
| Vicvanny Internatonal Services Limited | Lagos | 10/2017 | 07/2018 | |
| Sterling Bank Plc | Lagos | 10/2014 | 09/2017 | |
| African Leadership University School Of Business | Kigali | 07/2017 | 08/2018 | |
| Bank Of America, N.A. | Princeton | NJ | 08/2018 | Present |
I*1815296, Entity Type Entity For Profit, Name of OBA: Hogson Ventures LLC Address: Freehold, New Jersey, 07728 Investment Related: No Position, Title, Association: Officer Employee Start Date: 04/21/2024No Hours: 5 monthly No Hours during trading:0 Duties:Solely to purchase the property wherein the church is a tenant base d on the lease agreement signed with the church 5 years ago. I*2132281, Entity Type: Entity Charitable, Name of OBA: Freehold Area Open Door, Address: Freehold, New Jersey, 07728, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 01/01/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Freehold Area Open Door is a registered NGO [created by the Clergymen/women Association of Freehold] that supports individuals in the Freehold Area, NJ, who need food, living assistance and education support. My role as a volunteer is to present the financial status of the organization to the Board of Trustees at its bi-monthly meets. I have been elected to act as Treasurer [for the next two years] starting January 2025. My church RCCG House Of Glory Freehold NJ seconded me as a Trustee to the organization [as all religious bodies operating in Freehold do]. At the last Board Of Trustees meeting held on 12/12/2024 I was elected to serve as Treasurer effective 01/01/2025 for 24 months, ending in 12/31/2026. I*4055281, Entity Type: Entity Charitable, Name of OBA: Wells Mountain Initiative [WMI], Address: Bristol, Vermont, 05443, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/01/2026, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be part of the Board Of Directors. I will serve as part of the governance and oversight function for the organization. Ensuring that the organization stays aligned to and with its purpose. Wells Mountain Initiative is a non governmental and not for profit organization. Wells Mountain Initiative (WMI), fosters social change at the local level by building a global network of grassroots leaders who are catalyzing community transformation across 55 developing countries. We support young people who have proved to be unstoppable in the face of adversity and are deeply committed to leading change in their community. We fund their undergraduate studies in high-need sectors, help them lead social service projects during their academic career and stand alongside them to address any challenges, so that they successfully complete their studies. Post-graduation, we provide life-long support, which includes professional development and social entrepreneurship training, community development grants to start and grow their own community projects and businesses, regular in-person conferences and online webinars and support for in-country scholar-led fellowships.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-31 |
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