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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| PA | RA | APPROVED | 2020-11-23 |
Branch Locations
2327 Frankford Ave [Satellite], Philadelphia, PA 19125 • United States
3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilkes-Barre | PA | 07/2018 | 11/2020 |
| King's College | Wilkes-Barre | PA | 07/2013 | 05/2018 |
| Unemployed | Wilkes-Barre | PA | 05/2018 | 07/2018 |
| Mohegan Sun Pocono | Plains | PA | 05/2017 | 09/2017 |
| Greater Wilkes-Barre Chamber Of Commerce | Wilkes-Barre | PA | 01/2018 | 04/2018 |
| King's College Residence Life | Wilkes-Barre | PA | 08/2015 | 05/2018 |
| King's College Office Of Admission | Wilkes-Barre | PA | 05/2015 | 05/2018 |
| King's College | Wilkes-Barre | PA | 01/2017 | 12/2019 |
| Bank Of America, N.A. | Wilkes-Barre | PA | 08/2018 | 11/2020 |
| Wells Fargo Advisors Financial Network, Llc | Wilkes-Barre | PA | 11/2020 | Present |
CAROLINE JONES, NOT INVT RELATED, WILKES-BARRE, PA, MUSICIAN, START 1/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, SING AND PLAY PIANO/GUITAR.| CO-AUTHOR; NON INV RELATED; WILKES-BARRE, PA; CHILDREN'S BOOK TITLED THE LINE LEADER; START 10/2016; 0 HRS/MO; 0 DURING TRADING; DUTIES: AUTHOR.| CO-AUTHOR; NON INV RELATED; WILKES-BARRE, PA; CHILDREN'S BOOK TITLED WE SAVED THE BEES AND BUTTERFLIES!; START 7/2018; 0 HRS/MO; 0 DURING TRADING; DUTIES: AUTHOR.| AUTHOR; NON INV RELATED; WILKES-BARRE, PA; CHILDREN'S BOOK TITLED ONE MORE BOOK PLEASE! IN ENGLISH AND SPANISH; START 8/2013; 0 HRS/MO; 0 DURING TRADING; DUTIES: AUTHOR.| CROWN WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; WILKES BARRE,PA; 100% OWNERSHIP; START 5/13/2021; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.| CO-AUTHOR, NON INV RELATED, PHILADELPHIA, PA, CHILDREN'S BOOK TITLED FLOATING STRENGTH, START 2/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, AUTHOR.| FISHTOWN CONNECT, NOT INVT RELATED, PHILADELPHIA, PA, CO-FOUNDER, START DATE 5/11/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MONTHLY MEETINGS FOR SOCIAL NETWORKING AND DISCUSS TOPICS BASED ON THE GROUPS PROFESSIONS, DECIDING ON MEETING DATES AND LOCATIONS AND PUTTING TOGETHER A SCHEDULE OF WHO WILL SPEAK AT EACH MEETING.| CROWN COACHING & CONSULTING LLC; INV RELATED; PHILADELPHIA, PA; 100% OWNERSHIP; START DATE 3/12/2025; 4 HOUR PER MONTH; 0 DURING TRADING; COACHING PAGEANT COMPETITORS ON INTERVIEW| FISHTOWN CONNECT LLC, NOT INVT RELATED, PHILADELPHIA, PA, 50% OWNERSHIP, START DATE 1/20/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, CO-FOUNDER OF LLC FOR MONTHLY MEETINGS TO CONNECT PEOPLE IN THE NEIGHBORHOOD.| PRINCETON HARRIMAN INSURANCE SOLUTIONS, INVT RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START DATE 12/1/2024, 8 HRS PER MONTH AND DURING TRADING, FOR INSURANCE BUSINESS. THE BEGINNER'S GUIDE TO PAGEANTRY-HOW TO PREPARE, COMPETE, AND SHINE EVEN IF YOU'VE NEVER DONE THIS; NOT INV RELATED; SEATTLE,WA; PAGEANTS; START DATE: 10/13/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; MAIN LINE MODELS AND TALENT ; NOT INV RELATED; GLEN MILLS,PA; MANAGEMENT AGENCY; MODEL; START DATE: 01/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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