Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
PA RA APPROVED 2020-11-23
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • PA RA
    APPROVED
    Since 2020-11-23

Branch Locations

2327 Frankford Ave [Satellite], Philadelphia, PA 19125 • United States

3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilkes-Barre PA 07/2018 11/2020
King's College Wilkes-Barre PA 07/2013 05/2018
Unemployed Wilkes-Barre PA 05/2018 07/2018
Mohegan Sun Pocono Plains PA 05/2017 09/2017
Greater Wilkes-Barre Chamber Of Commerce Wilkes-Barre PA 01/2018 04/2018
King's College Residence Life Wilkes-Barre PA 08/2015 05/2018
King's College Office Of Admission Wilkes-Barre PA 05/2015 05/2018
King's College Wilkes-Barre PA 01/2017 12/2019
Bank Of America, N.A. Wilkes-Barre PA 08/2018 11/2020
Wells Fargo Advisors Financial Network, Llc Wilkes-Barre PA 11/2020 Present
  • 07/2018 → 11/2020
    Wilkes-Barre, PA
  • 07/2013 → 05/2018
    King's College
    Wilkes-Barre, PA
  • 05/2018 → 07/2018
    Unemployed
    Wilkes-Barre, PA
  • 05/2017 → 09/2017
    Mohegan Sun Pocono
    Plains, PA
  • 01/2018 → 04/2018
    Greater Wilkes-Barre Chamber Of Commerce
    Wilkes-Barre, PA
  • 08/2015 → 05/2018
    King's College Residence Life
    Wilkes-Barre, PA
  • 05/2015 → 05/2018
    King's College Office Of Admission
    Wilkes-Barre, PA
  • 01/2017 → 12/2019
    King's College
    Wilkes-Barre, PA
  • 08/2018 → 11/2020
    Bank Of America, N.A.
    Wilkes-Barre, PA
  • 11/2020 → Present
    Wilkes-Barre, PA
Previous Registrations
Other Businesses

CAROLINE JONES, NOT INVT RELATED, WILKES-BARRE, PA, MUSICIAN, START 1/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, SING AND PLAY PIANO/GUITAR.| CO-AUTHOR; NON INV RELATED; WILKES-BARRE, PA; CHILDREN'S BOOK TITLED THE LINE LEADER; START 10/2016; 0 HRS/MO; 0 DURING TRADING; DUTIES: AUTHOR.| CO-AUTHOR; NON INV RELATED; WILKES-BARRE, PA; CHILDREN'S BOOK TITLED WE SAVED THE BEES AND BUTTERFLIES!; START 7/2018; 0 HRS/MO; 0 DURING TRADING; DUTIES: AUTHOR.| AUTHOR; NON INV RELATED; WILKES-BARRE, PA; CHILDREN'S BOOK TITLED ONE MORE BOOK PLEASE! IN ENGLISH AND SPANISH; START 8/2013; 0 HRS/MO; 0 DURING TRADING; DUTIES: AUTHOR.| CROWN WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; WILKES BARRE,PA; 100% OWNERSHIP; START 5/13/2021; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.| CO-AUTHOR, NON INV RELATED, PHILADELPHIA, PA, CHILDREN'S BOOK TITLED FLOATING STRENGTH, START 2/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, AUTHOR.| FISHTOWN CONNECT, NOT INVT RELATED, PHILADELPHIA, PA, CO-FOUNDER, START DATE 5/11/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MONTHLY MEETINGS FOR SOCIAL NETWORKING AND DISCUSS TOPICS BASED ON THE GROUPS PROFESSIONS, DECIDING ON MEETING DATES AND LOCATIONS AND PUTTING TOGETHER A SCHEDULE OF WHO WILL SPEAK AT EACH MEETING.| CROWN COACHING & CONSULTING LLC; INV RELATED; PHILADELPHIA, PA; 100% OWNERSHIP; START DATE 3/12/2025; 4 HOUR PER MONTH; 0 DURING TRADING; COACHING PAGEANT COMPETITORS ON INTERVIEW| FISHTOWN CONNECT LLC, NOT INVT RELATED, PHILADELPHIA, PA, 50% OWNERSHIP, START DATE 1/20/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, CO-FOUNDER OF LLC FOR MONTHLY MEETINGS TO CONNECT PEOPLE IN THE NEIGHBORHOOD.| PRINCETON HARRIMAN INSURANCE SOLUTIONS, INVT RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START DATE 12/1/2024, 8 HRS PER MONTH AND DURING TRADING, FOR INSURANCE BUSINESS. THE BEGINNER'S GUIDE TO PAGEANTRY-HOW TO PREPARE, COMPETE, AND SHINE EVEN IF YOU'VE NEVER DONE THIS; NOT INV RELATED; SEATTLE,WA; PAGEANTS; START DATE: 10/13/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; MAIN LINE MODELS AND TALENT ; NOT INV RELATED; GLEN MILLS,PA; MANAGEMENT AGENCY; MODEL; START DATE: 01/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Other Names
  • Caroline Jones
  • Caroline Marie Jones

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor