Erasmo Radhames Sosa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 02/2018
  Capital One Bank
  New York, NY
• 07/2018 → 12/2018
  Jp Morgan Chase
  Laurelton, NY
• 02/2018 → 07/2018
  Blue Star Enterprises Inc.
  New York, NY
• 07/2018 → 12/2018
  Jpmorgan Securities Llc.
  Laurelton, NY
• 12/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brooklyn, NY
• 12/2018 → Present
  Bank Of America, N.A.
  Brooklyn, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-02-11
• S63 Uniform Securities Agent State Law Examination
  2018-09-07

Other Names

• Erasmo R Sosa
• Erasmo Sosa
• Erasmo Radhames Sosa