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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Davidson | NC | 01/2011 | Present |
| Fifth Third Securities | Davidson | NC | 07/2018 | Present |
LionLync LLC - 30 E. Columbia St., Battle Creek, MI 49015 - hold-co for WBO LLC - owner - 10 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------- WBO LLC - 2010 Vermont St., Gary IN 46407 - rental property (4) - co-owner - 10 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------- WKA Holdings - 2010 Vermont St., Gary IN 46407 - rental property manager - co-owner - 10 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-17 |
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