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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-09-10
  • MI RA
    APPROVED
    Since 2021-09-10

Branch Locations

5653 Gull Road, Kalamazoo, MI 49048 • United States

1282 E M-89, Plainwell, MI 49080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Davidson NC 01/2011 Present
Fifth Third Securities Davidson NC 07/2018 Present
  • 01/2011 → Present
    Fifth Third Bank
    Davidson, NC
  • 07/2018 → Present
    Fifth Third Securities
    Davidson, NC
Other Businesses

LionLync LLC - 30 E. Columbia St., Battle Creek, MI 49015 - hold-co for WBO LLC - owner - 10 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------- WBO LLC - 2010 Vermont St., Gary IN 46407 - rental property (4) - co-owner - 10 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------- WKA Holdings - 2010 Vermont St., Gary IN 46407 - rental property manager - co-owner - 10 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-09
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S65 Uniform Investment Adviser Law Examination
    2018-10-09
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17

View on SEC IAPD

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