Allison Elizabeth Smith

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 05/2019
  Principal Life Insurance Company
  Des Moines, IA
• 07/2018 → 05/2019
  Principal Securities, Inc.
  Des Moines, IA
• 09/2017 → 11/2019
  Bianchi Boys Pizza & Pasta
  Altoona, IA
• 10/2017 → 04/2018
  Clemens Agency Co
  Urbandale, IA
• 03/2017 → 09/2017
  The National Benefit Corp
  West Des Moines, IA
• 01/2017 → 03/2017
  Unemployed
  Na, IA
• 03/2016 → 01/2017
  1908 Draught House
  Johnston, IA
• 12/2019 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 12/2019 → Present
  Principal Securities Inc
  Des Moines, IA

Exams

• S66 Uniform Combined State Law Examination
  2021-06-04

Other Names

• Allison Smith