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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-15
IL RA APPROVED 2021-06-04
  • TX RA
    APPROVED
    Since 2021-06-15
  • IL RA
    APPROVED
    Since 2021-06-04

Branch Locations

4800 Southwick Dr, Matteson, IL 60443 • United States

14247 S Bell Rd, Homer Glen, IL 60491 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Chicago IL 10/2018 06/2019
Unemployed Oak Forest IL 01/2018 10/2018
U.S. Peace Corps Washington DC 10/2015 12/2017
Axa Advisors, Llc New York NY 07/2019 06/2020
Equitable Advisors, Llc New York NY 07/2019 03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Calumet City IL 04/2021 Present
The Reserves Network Matteson IL 06/2019 06/2019
Mercury Skyline Yacht Charters Chicago IL 03/2019 04/2019
Amazon.COm Joliet IL 04/2018 06/2018
Randstad Chicago IL 08/2019 09/2019
Bank Of America, N.A. Calumet City IL 05/2021 Present
  • 10/2018 → 06/2019
    Mass Mutual
    Chicago, IL
  • 01/2018 → 10/2018
    Unemployed
    Oak Forest, IL
  • 10/2015 → 12/2017
    U.S. Peace Corps
    Washington, DC
  • 07/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2019 → 03/2021
    New York, NY
  • 04/2021 → Present
    Calumet City, IL
  • 06/2019 → 06/2019
    The Reserves Network
    Matteson, IL
  • 03/2019 → 04/2019
    Mercury Skyline Yacht Charters
    Chicago, IL
  • 04/2018 → 06/2018
    Amazon.COm
    Joliet, IL
  • 08/2019 → 09/2019
    Randstad
    Chicago, IL
  • 05/2021 → Present
    Bank Of America, N.A.
    Calumet City, IL
Previous Registrations
Other Businesses

I*790236 For profit or not for profit: Entity For Profit Name of outside business organization: Red Asset Capital LLC Investment related: N Address of business: Oak Forest, Illinois, 60452 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/24/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The purpose is to acquire and manager a modest real estate portfolio. My responsibilities is to oversee the operation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-31
  • S66 Uniform Combined State Law Examination
    2020-01-31
Other Names
  • Christopher Giehon
  • Christopher Ikhaise Giehon

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