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Iker Alexander Pimienta

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-28
  • TX RA
    APPROVED
    Since 2022-03-28

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed The Woodlands TX 06/2018 02/2019
University Of Texas At Austin Austin TX 08/2014 05/2018
Axa Advisors, Llc The Woodlands TX 03/2019 05/2019
Cetera Advisor Networks El Segundo TX 07/2019 11/2021
Cwm, Dba Carson Group Partners The Woodlands TX 06/2019 11/2021
Jpmorgan Chase Bank, Na Houston TX 03/2022 Present
Jpmorgan Securities Llc Houston TX 03/2022 Present
Unemployed The Woodlands TX 01/2021 02/2022
  • 06/2018 → 02/2019
    Unemployed
    The Woodlands, TX
  • 08/2014 → 05/2018
    University Of Texas At Austin
    Austin, TX
  • 03/2019 → 05/2019
    Axa Advisors, Llc
    The Woodlands, TX
  • 07/2019 → 11/2021
    Cetera Advisor Networks
    El Segundo, TX
  • 06/2019 → 11/2021
    Cwm, Dba Carson Group Partners
    The Woodlands, TX
  • 03/2022 → Present
    Jpmorgan Chase Bank, Na
    Houston, TX
  • 03/2022 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 01/2021 → 02/2022
    Unemployed
    The Woodlands, TX
Previous Registrations
  • 2019-08-19 → 2021-12-15
    Cwm, Llc
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-23
S63 Uniform Securities Agent State Law Examination 2019-05-02
  • S65 Uniform Investment Adviser Law Examination
    2019-07-23
  • S63 Uniform Securities Agent State Law Examination
    2019-05-02

View on SEC IAPD

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