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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-12 |
| MN | RA | APPROVED | 2025-09-30 |
| AZ | RA | APPROVED | 2025-07-11 |
| MA | RA | APPROVED | 2025-07-03 |
| DC | RA | APPROVED | 2025-06-30 |
| FL | RA | APPROVED | 2025-06-30 |
| CA | RA | APPROVED | 2025-06-27 |
| CO | RA | APPROVED | 2025-06-27 |
| IL | RA | APPROVED | 2025-06-27 |
| NY | RA | APPROVED | 2025-06-27 |
Branch Locations
Colorado Springs, CO • United States
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Vermont | Burlington | VT | 09/2016 | 05/2017 |
| Fidelity Investments; Fidelity Capital Markets | Boston | MA | 06/2017 | 08/2017 |
| University Of Vermont | Burlington | VT | 09/2017 | 05/2018 |
| National Financial Services Llc | Boston | MA | 07/2018 | 05/2023 |
| Guardian Life Insurance Company | New York | NY | 06/2023 | 03/2025 |
| Park Avenue Securities | New York | NY | 03/2024 | 03/2025 |
| Guardian Life Insurance Company | West Barnstable | MA | 03/2025 | 06/2026 |
| Park Avenue Securities | West Barnstable | MA | 03/2025 | 06/2026 |
| Guardian Life Insurance Company | Colorado Springs | CO | 07/2026 | Present |
| Park Avenue Securities | Colorado Springs | CO | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-04 |
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