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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-30 |
| AL | RA | APPROVED | 2022-09-27 |
Branch Locations
200 Chase Park South Ste 108, Birmingham, AL 35244 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Designs | Birmingham | AL | 07/2016 | 06/2019 |
| Spc | Birmingham | AL | 01/2019 | 09/2019 |
| Parkland Securities, Llc | Birmingham | AL | 07/2018 | 09/2019 |
| Mml Investors Services, Llc | Birmingham | AL | 09/2019 | 09/2022 |
| Mass Mutual Life Insurance Co | Birmingham | AL | 06/2019 | 09/2022 |
| Lpl Financial Llc | Birmingham | AL | 09/2022 | Present |
1) 08/23/2022 - Ash Brokerage - Non-Variable Insurance - Agent - Inv Rel - At Reported Business Location(s) - Start: 2018 - 11% of time 2) 09/26/2022 - The enDURABLE Entrepreneur Podcast - Podcast Producer - Inv Rel - Hoover, AL - Start: 08/2022 - 5 Hr/Mth 3) 04/27/2023 - illuminated ventures, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 05/01/2023 - 160 Hours Per Month/7 Hours During Securities Trading 4) 07/12/2023 - 20-20 Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 160 Hours Per Month/7 Hours During Securities Trading 5) 03/26/2025 - None - Other - Musician - Home, Online, Bars or Restaurants - Not Investment related - Start date - 03/04/2025 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-21 |
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