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Jonathan Robert Vogel

LPl Financial LLC

Birmingham, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-30
AL RA APPROVED 2022-09-27
  • TX RA
    APPROVED_RES
    Since 2022-09-30
  • AL RA
    APPROVED
    Since 2022-09-27

Branch Locations

200 Chase Park South Ste 108, Birmingham, AL 35244 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Designs Birmingham AL 07/2016 06/2019
Spc Birmingham AL 01/2019 09/2019
Parkland Securities, Llc Birmingham AL 07/2018 09/2019
Mml Investors Services, Llc Birmingham AL 09/2019 09/2022
Mass Mutual Life Insurance Co Birmingham AL 06/2019 09/2022
Lpl Financial Llc Birmingham AL 09/2022 Present
  • 07/2016 → 06/2019
    Wealth Designs
    Birmingham, AL
  • 01/2019 → 09/2019
    Birmingham, AL
  • 07/2018 → 09/2019
    Parkland Securities, Llc
    Birmingham, AL
  • 09/2019 → 09/2022
    Birmingham, AL
  • 06/2019 → 09/2022
    Mass Mutual Life Insurance Co
    Birmingham, AL
  • 09/2022 → Present
    Birmingham, AL
Previous Registrations
Other Businesses

1) 08/23/2022 - Ash Brokerage - Non-Variable Insurance - Agent - Inv Rel - At Reported Business Location(s) - Start: 2018 - 11% of time 2) 09/26/2022 - The enDURABLE Entrepreneur Podcast - Podcast Producer - Inv Rel - Hoover, AL - Start: 08/2022 - 5 Hr/Mth 3) 04/27/2023 - illuminated ventures, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 05/01/2023 - 160 Hours Per Month/7 Hours During Securities Trading 4) 07/12/2023 - 20-20 Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 160 Hours Per Month/7 Hours During Securities Trading 5) 03/26/2025 - None - Other - Musician - Home, Online, Bars or Restaurants - Not Investment related - Start date - 03/04/2025 - 10 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Jon Vogel
  • Jonathan Vogel

View on SEC IAPD

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