Tung Luu

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 09/2022
  Pruco Securities, Llc.
  Orange, CA
• 03/2016 → 12/2018
  Toyota Place
  Garden Grove, CA
• 10/2017 → 12/2018
  The Alliance
  Burlington, NC
• 12/2018 → 09/2022
  Prudential Insurance Company Of America
  Orange, CA
• 10/2022 → Present
  Jpmc Bank Na (Southwest)
  Garden Grove, CA
• 10/2022 → Present
  J.P. Morgan Securities Llc
  Garden Grove, CA

Previous Registrations

• 2021-01-14 → 2022-09-16
  Pruco Securities, Llc.
  Los Angeles, CA
  Orange, CA
  Orange, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-07
• S63 Uniform Securities Agent State Law Examination
  2018-11-30

Other Names

• Tom Luu
• Tung Bach Luu