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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-21 |
| IA | RA | APPROVED | 2018-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Building Company | Orange City | IA | 06/2009 | 06/2018 |
| Northwestern Bank | Orange City | IA | 07/2018 | Present |
| Cetera Investment Servces Llc | St.CLoud | MN | 07/2018 | Present |
| Cetera Investment Advisers Llc | Orange City | IA | 10/2018 | Present |
1. RYAN J DOUGHAN PUBLISHING. 100% OWNER-WRITE & PUBLISHS BOOKS. 2. BOARD MEMBER- ORANGE CITY PUBLIC LIBRARY, OVERSEE AND ADVOCATE FOR THE LIBRARY-APPROVING BUDGETS, STATISTICAL REPORTS, EVAULATING THE LIBRARY DIRECTOR, SETTING POLICY AND OVERSEEING THE PROPERTY 1-2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-12 |
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