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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-21
IA RA APPROVED 2018-10-15
  • TX RA
    APPROVED_RES
    Since 2026-01-21
  • IA RA
    APPROVED
    Since 2018-10-15

Branch Locations

122 Central Ave Sw, Orange City, IA 51041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Building Company Orange City IA 06/2009 06/2018
Northwestern Bank Orange City IA 07/2018 Present
Cetera Investment Servces Llc St.CLoud MN 07/2018 Present
Cetera Investment Advisers Llc Orange City IA 10/2018 Present
  • 06/2009 → 06/2018
    Legacy Building Company
    Orange City, IA
  • 07/2018 → Present
    Northwestern Bank
    Orange City, IA
  • 07/2018 → Present
    Cetera Investment Servces Llc
    St.CLoud, MN
  • 10/2018 → Present
    Orange City, IA
Other Businesses

1. RYAN J DOUGHAN PUBLISHING. 100% OWNER-WRITE & PUBLISHS BOOKS. 2. BOARD MEMBER- ORANGE CITY PUBLIC LIBRARY, OVERSEE AND ADVOCATE FOR THE LIBRARY-APPROVING BUDGETS, STATISTICAL REPORTS, EVAULATING THE LIBRARY DIRECTOR, SETTING POLICY AND OVERSEEING THE PROPERTY 1-2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12
Other Names
  • Ryan Jeffrey Doughan

View on SEC IAPD

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