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240 Main Street Suite 200, Gladstone, NJ 07934 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-29 |
Branch Locations
240 Main Street Suite 200, Gladstone, NJ 07934 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-19 |
Branch Locations
240 Main Street, Suite 200, Gladstone, NJ 07934 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman | Jersey City | NJ | 10/2020 | 10/2022 |
| Peapack Private Wealth Management | Bedminster | NJ | 11/2022 | 01/2025 |
| Unemployed | Basking Ridge | NJ | 01/2015 | 10/2020 |
| Cetera Advisors Llc | St Cloud | MN | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
| Private Client Group Asset Management | Gladstone | NJ | 02/2025 | Present |
1.NAME OF OTHER BUSINESS: PCG ASSET MANAGEMENT, LLC DBA PRIVATE CLIENT GROUP ASSET MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RIA - FINANCIAL SERVICES START DATE: 2/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: EMPLOYEE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-18 |
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