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Luis F Peralta Mojica

Morgan Stanley

Miami, FL

CRD 6990961

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-08
FL RA APPROVED 2021-07-08
  • TX RA
    APPROVED_RES
    Since 2021-12-08
  • FL RA
    APPROVED
    Since 2021-07-08

Branch Locations

200 S. Biscayne Blvd., Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 07/2018 06/2021
Hayman Woodward Miami FL 02/2018 06/2018
Tecnicard Inc Miami FL 04/2014 02/2018
Morgan Stanley Miami FL 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Other Names
  • Luis Peralta
  • Luisfernando Peraltamojica
  • Luis Fernando Peralta Mojica
  • Luis Fernando Peralta Mojica

View on SEC IAPD

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