Deepak Gupta

Employer firm

Gupta Partnership CRD 297012

$34.5M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Gupta Partnership

Miami, FL • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-07-20

CA RA
APPROVED

Since 2018-07-20

Branch Locations

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gupta Partnership Llc	Pleasanton	CA	07/2018	Present
Self Employed	Pleasanton	CA	04/2017	06/2018
Humantelligence	Pleasanton	CA	03/2016	03/2017
Volante Technologies	Jersey City	NJ	07/2019	Present

07/2018 → Present

Gupta Partnership Llc

Pleasanton, CA
04/2017 → 06/2018

Self Employed

Pleasanton, CA
03/2016 → 03/2017

Humantelligence

Pleasanton, CA
07/2019 → Present

Volante Technologies

Jersey City, NJ

Other Businesses

I am full time employed with Volante Technologies based at 185 Hudson St Suite 1605, Jersey City, NJ 07311. This is a software company and and it is not investment related. My title is Global Head of Software as a Service and started my employment from July 8th 2019. Khazana LLC which I was managing earlier and was involved in pizza franchise business has been closed and is no longer in business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-03

S65 Uniform Investment Adviser Law Examination

2017-06-03

View on SEC IAPD