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CRD 6990865
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-10-22 |
Branch Locations
1923 W. Dorothy Lane, Moraine, OH 45439 • United States
1551 West Main Street, Tipp City, OH 45371 • United States
1830 N Bechtle Ave, Springfield, OH 45504 • United States
225 E. Main Street, Greenville, OH 45331 • United States
20 S. Tuttle Road, Springfield, OH 45503 • United States
1 East Main Street, Trotwood, OH 45426 • United States
2250 Shiloh Springs Road, Trotwood, OH 45426 • United States
541 S Main St, Bellefontaine, OH 43311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Middletown | OH | 04/2017 | Present |
| Aep Energy | Columbus | OH | 05/2015 | 03/2017 |
| Fifth Third Securities | Middletown | OH | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-20 |
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