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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-13 |
| LA | RA | APPROVED | 2021-08-04 |
| NY | RA | APPROVED | 2021-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tulane University | New Orleans | LA | 10/2015 | 09/2017 |
| Bvlgari/Randstad/My People Net/Lvmh | Metairie | LA | 07/2009 | 10/2017 |
| J.P. Morgan Chase Securities Llc | Harahan | LA | 07/2018 | 07/2019 |
| Jp Morgan Chase Bank, N.A. | Harahan | LA | 07/2018 | 07/2019 |
| Tulane University | New Orleans | LA | 01/2017 | 12/2017 |
| Bling Bling, Llc. | New Orleans | LA | 08/2005 | Present |
| Sugar Grits, Llc. | New Orleans | LA | 08/2005 | Present |
| Jp Morgan Chase Bank, N.A. | New York | NY | 07/2019 | 03/2020 |
| Jp Morgan Securities Llc | New York | NY | 07/2019 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 12/2020 | 07/2021 |
| Bank Of America, N.A. | New Orleans | LA | 01/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 08/2021 | Present |
I*135317 For profit or not for profit: For-Profit Organization Name of outside business organization: Gatt Girls Farm Investment related: No Address of business: New Orleans, Louisiana 70115 Position, title, association: Family Held Start date of relationship: 12/31/2020 Number of hours devoted: 5 hours Annually Number of hours devoted during trading hours: 2 hrs annually Duties: 2 Farms: 1 agricultural rotating crop & 1 timber I*135093 For profit or not for profit: For-Profit Organization Name of outside business organization: sugar grits llc Investment related: Yes Address of business: New Orleans, Louisiana 70115 Position, title, association: Owner Start date of relationship: 5/1/2006 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 2 hrs mthly Duties: commercial rental property I*135092 For profit or not for profit: For-Profit Organization Name of outside business organization: Bling Bling, LLC Investment related: Yes Address of business: New Orleans, Louisiana 70130 Position, title, association: Owner Start date of relationship: 8/29/2005 Number of hours devoted: 2 hours Mthly Number of hours devoted during trading hours: 2 hrs mthly Duties: Rental condo I*137644 For profit or not for profit: For-Profit Organization Name of outside business organization: Almost Fancy Investment related: No Address of business: New Orleans, Louisiana 70115 Position, title, association: Owner Start date of relationship: 4/27/2021 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate - Residential I*5079268, Entity Type: , Name of OBA: United Way of Southeast Louisiana, Address: New Orleans, Louisiana, 70119, Investment Related: N, Position, Title, Association: Steering Committee, Employee Start Date: 08/12/2026, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties: Steering, Transforming underserved populations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-27 |
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