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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-13
LA RA APPROVED 2021-08-04
NY RA APPROVED 2021-07-26
  • TX RA
    APPROVED
    Since 2021-08-13
  • LA RA
    APPROVED
    Since 2021-08-04
  • NY RA
    APPROVED
    Since 2021-07-26

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tulane University New Orleans LA 10/2015 09/2017
Bvlgari/Randstad/My People Net/Lvmh Metairie LA 07/2009 10/2017
J.P. Morgan Chase Securities Llc Harahan LA 07/2018 07/2019
Jp Morgan Chase Bank, N.A. Harahan LA 07/2018 07/2019
Tulane University New Orleans LA 01/2017 12/2017
Bling Bling, Llc. New Orleans LA 08/2005 Present
Sugar Grits, Llc. New Orleans LA 08/2005 Present
Jp Morgan Chase Bank, N.A. New York NY 07/2019 03/2020
Jp Morgan Securities Llc New York NY 07/2019 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 12/2020 07/2021
Bank Of America, N.A. New Orleans LA 01/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 08/2021 Present
  • 10/2015 → 09/2017
    Tulane University
    New Orleans, LA
  • 07/2009 → 10/2017
    Bvlgari/Randstad/My People Net/Lvmh
    Metairie, LA
  • 07/2018 → 07/2019
    J.P. Morgan Chase Securities Llc
    Harahan, LA
  • 07/2018 → 07/2019
    Jp Morgan Chase Bank, N.A.
    Harahan, LA
  • 01/2017 → 12/2017
    Tulane University
    New Orleans, LA
  • 08/2005 → Present
    Bling Bling, Llc.
    New Orleans, LA
  • 08/2005 → Present
    Sugar Grits, Llc.
    New Orleans, LA
  • 07/2019 → 03/2020
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 07/2019 → 03/2020
    Jp Morgan Securities Llc
    New York, NY
  • 12/2020 → 07/2021
    New York, NY
  • 01/2021 → Present
    Bank Of America, N.A.
    New Orleans, LA
  • 08/2021 → Present
    New Orleans, LA
Other Businesses

I*135317 For profit or not for profit: For-Profit Organization Name of outside business organization: Gatt Girls Farm Investment related: No Address of business: New Orleans, Louisiana 70115 Position, title, association: Family Held Start date of relationship: 12/31/2020 Number of hours devoted: 5 hours Annually Number of hours devoted during trading hours: 2 hrs annually Duties: 2 Farms: 1 agricultural rotating crop & 1 timber I*135093 For profit or not for profit: For-Profit Organization Name of outside business organization: sugar grits llc Investment related: Yes Address of business: New Orleans, Louisiana 70115 Position, title, association: Owner Start date of relationship: 5/1/2006 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 2 hrs mthly Duties: commercial rental property I*135092 For profit or not for profit: For-Profit Organization Name of outside business organization: Bling Bling, LLC Investment related: Yes Address of business: New Orleans, Louisiana 70130 Position, title, association: Owner Start date of relationship: 8/29/2005 Number of hours devoted: 2 hours Mthly Number of hours devoted during trading hours: 2 hrs mthly Duties: Rental condo I*137644 For profit or not for profit: For-Profit Organization Name of outside business organization: Almost Fancy Investment related: No Address of business: New Orleans, Louisiana 70115 Position, title, association: Owner Start date of relationship: 4/27/2021 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate - Residential I*5079268, Entity Type: , Name of OBA: United Way of Southeast Louisiana, Address: New Orleans, Louisiana, 70119, Investment Related: N, Position, Title, Association: Steering Committee, Employee Start Date: 08/12/2026, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties: Steering, Transforming underserved populations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-24
S63 Uniform Securities Agent State Law Examination 2019-06-27
  • S66 Uniform Combined State Law Examination
    2021-07-24
  • S63 Uniform Securities Agent State Law Examination
    2019-06-27
Other Names
  • Tonya E Gatt
  • Tonya Gatt
  • Tonya Elizabeth Gatt

View on SEC IAPD

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