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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sun East Fcu | Aston | PA | 07/2018 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2018 | Present |
| Child Guidance Resource Centers | Havertown | PA | 04/2015 | 06/2018 |
| Lpl Financial Llc | Aston | PA | 05/2022 | Present |
1)05/18/2022 - Sun East Retirement and Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Licensed Branch Employee 2)05/18/2022 - Suneast CU-Investment Related- At Reported Business Location(s)- Financial Institution Duty- Start Date- 7/2018- 3 Hours Per Month/3 Hours During Securities Trading- Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-01 |
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