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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-25
TX RA APPROVED 2025-11-25
  • PA RA
    APPROVED
    Since 2025-11-25
  • TX RA
    APPROVED
    Since 2025-11-25

Branch Locations

4500 Pennell Rd, Aston, PA 19014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sun East Fcu Aston PA 07/2018 Present
Cuna Brokerage Services, Inc. Waverly IA 09/2018 Present
Child Guidance Resource Centers Havertown PA 04/2015 06/2018
Lpl Financial Llc Aston PA 05/2022 Present
  • 07/2018 → Present
    Sun East Fcu
    Aston, PA
  • 09/2018 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 04/2015 → 06/2018
    Child Guidance Resource Centers
    Havertown, PA
  • 05/2022 → Present
    Aston, PA
Other Businesses

1)05/18/2022 - Sun East Retirement and Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Licensed Branch Employee 2)05/18/2022 - Suneast CU-Investment Related- At Reported Business Location(s)- Financial Institution Duty- Start Date- 7/2018- 3 Hours Per Month/3 Hours During Securities Trading- Time Spent 1%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-22
S63 Uniform Securities Agent State Law Examination 2018-12-01
  • S65 Uniform Investment Adviser Law Examination
    2025-11-22
  • S63 Uniform Securities Agent State Law Examination
    2018-12-01

View on SEC IAPD

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