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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-04
TX RA APPROVED 2026-08-04
  • CA RA
    APPROVED
    Since 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

74-989 California 111, Indian Wells, CA 92210 • United States

74-989 California 111, Indian Wells, CA 92210 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 08/2026
Yucaipa-Calimesa Joint Unified School District Yucaipa CA 07/1999 09/2018
Lpl Financial Llc Indian Wells CA 08/2026 Present
Bmo Bank Na Indian Wells CA 08/2026 Present
  • 09/2018 → 08/2026
    St Louis, MO
  • 07/1999 → 09/2018
    Yucaipa-Calimesa Joint Unified School District
    Yucaipa, CA
  • 08/2026 → Present
    Indian Wells , CA
  • 08/2026 → Present
    Bmo Bank Na
    Indian Wells, CA
Previous Registrations
  • 2018-11-16 → 2026-08-05
    Yucaipa, CA
    St Louis, MO
    Yucaipa, CA
    Alta Loma, CA
    Yucaipa, CA
    Yucaipa, CA
    Rancho Mirage, CA
    Yucca Valley, CA
    Coleridge, NE
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 08/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-15
  • S66 Uniform Combined State Law Examination
    2018-11-15

View on SEC IAPD

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