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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-24
MO RA APPROVED 2024-02-21
  • IL RA
    APPROVED
    Since 2024-06-24
  • MO RA
    APPROVED
    Since 2024-02-21

Branch Locations

Alton, IL • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-24
MO RA APPROVED 2023-03-23
  • IL RA
    APPROVED
    Since 2024-06-24
  • MO RA
    APPROVED
    Since 2023-03-23

Branch Locations

Alton, IL • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St. Louis MO 07/2018 Present
Rhi General Grop San Ramon CA 07/2018 10/2018
Souther Illinois University - Carbondale Carbondale IL 08/2016 05/2018
Arby's Benton IL 10/2012 06/2018
  • 07/2018 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 07/2018 → 10/2018
    Rhi General Grop
    San Ramon, CA
  • 08/2016 → 05/2018
    Souther Illinois University - Carbondale
    Carbondale, IL
  • 10/2012 → 06/2018
    Arby's
    Benton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-23
S63 Uniform Securities Agent State Law Examination 2018-09-10
  • S66 Uniform Combined State Law Examination
    2023-03-23
  • S63 Uniform Securities Agent State Law Examination
    2018-09-10
Other Names
  • Desiree Casey
  • Desiree Nicole Casey

View on SEC IAPD

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