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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-03-13
KY RA APPROVED 2024-09-23
  • IN RA
    APPROVED
    Since 2026-03-13
  • KY RA
    APPROVED
    Since 2024-09-23

Branch Locations

Borden, IN • United States

233 E. Center St, Madisonville, KY 42431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Trust Company Louisville KY 07/2018 04/2019
Baird Trust Company Louisville KY 04/2019 08/2022
Robert W. Baird Inc. Louisville KY 08/2022 Present
Lawrence E. Osterhage Psc Louisville KY 10/2008 07/2018
  • 07/2018 → 04/2019
    Hilliard Lyons Trust Company
    Louisville, KY
  • 04/2019 → 08/2022
    Baird Trust Company
    Louisville, KY
  • 08/2022 → Present
    Robert W. Baird Inc.
    Louisville, KY
  • 10/2008 → 07/2018
    Lawrence E. Osterhage Psc
    Louisville, KY
Other Businesses

LM Sugarbush LLC Non-Investment Related 321 North Garrison Hollow Road, Salem, Indiana 47167 Producer and Distributor of Pure Maple Syrup products LLC Member (1 of 4) Start date 10/1/2013 10 hours per month 0 hours per month during trading hours Farm produces pure maple syrup and related products. Family business since early 1980s. Manage wholesale customers, vendors, online orders. Blackman & Reisenbichler Non-Investment Related 321 North Garrison Hollow Road, Salem, Indiana 47167 Rental partnership created for LM Sugarbush LLC LLC rents real property from individual property owners (Emily Blackman, Robert Blackman, Jennifer Reisenbichler, and Nicholas Resisenbichler) Partner (1 of 4) Start date 10/1/2013 1 hour per month 0 hours per month during trading hours No duties. Created for tax purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-23
  • S66 Uniform Combined State Law Examination
    2024-09-23
Other Names
  • Emily Blackman
  • Emily Nicole Goering
  • Emily Nicole Shaw

View on SEC IAPD

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