Jonathan Wai Kit Chan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → Present
  Ubs Financial Services Inc.
  Pasadena, CA
• 11/2017 → 07/2018
  Ellie Mae
  El Segundo, CA
• 08/2017 → 11/2017
  Velocify
  El Segundo, CA
• 07/2015 → 07/2017
  2Gotrade Limited
  Hong Kong

Other Businesses

2GoTrade Limited / Company / 2GoTrade is a software services company providing a trading platform for primarily small to mid-size local brokerages trading stocks in the Hong Kong and Shenzhen market. The company's principal activities include customer IT support and software development. / Member of Board of directors / 2GoTrade Limited is a software company in Hong Kong that is run by two of my uncles. During my time working there (2015-2017), I was added as a Director beginning of 2017 in light of one of my uncles health related emergencies/occurances. The addition of me as a Director was strictly to assist with signing/approving documents in the event that my uncle could not. I am not actively involved with the company, nor do I receive and form of compensation.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-18