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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED_RES | 2022-07-05 |
| PA | RA | APPROVED | 2022-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kilroys Sports Bar | Bloomington | IN | 10/2015 | 02/2017 |
| Merrill Lynch | New York | NY | 07/2018 | 08/2019 |
| Sterling National Bank | New York | NY | 06/2017 | 08/2017 |
| Indiana University | Bloomington | IN | 08/2014 | 05/2018 |
| Unemployed | Nyack | NY | 05/2018 | 07/2018 |
| Unemployed | Nyack | NY | 08/2019 | 09/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2019 | 06/2022 |
| Northwestern Mutual Investment Services Llc | Pittsburgh | PA | 09/2019 | 06/2022 |
| Northwesterm Mutual Wealth Management Company | Milwaukee | WI | 12/2019 | 06/2022 |
| Lpl Financial Llc | Pittsburgh | PA | 06/2022 | Present |
1) 6/2022- Newsome and Ross Financial- DBA for LPL Business (entity for LPL business)- inv. related- Pittsburgh, PA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-23 |
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