Best Investors Account Sign in
Inactive

Sean O'TOole

Penserra Global Investors LLC

Orinda, CA

Penserra Wealth Management

Orinda, CA

Claim This Profile
Current Employers
Penserra Global Investors Llc

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-05-11
  • CA RA
    APP_PEND_IARCE
    Since 2026-05-11

Branch Locations

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Penserra Wealth Management

4 Orinda Way, 100-A, Orinda, CA 94563 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-05-11
  • CA RA
    APP_PEND_IARCE
    Since 2026-05-11

Branch Locations

4 Orinda Way, 100-A, Orinda, CA 94563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2018 06/2021
Schooling Moraga CA 08/2014 08/2018
Maverick Ltc, Llc Walnut Creek CA 06/2021 Present
  • 08/2018 → 06/2021
    Edward Jones
    St Louis, MO
  • 08/2014 → 08/2018
    Schooling
    Moraga, CA
  • 06/2021 → Present
    Maverick Ltc, Llc
    Walnut Creek, CA
Previous Registrations
  • 2021-06-11 → 2024-09-28
    Maverick Ltc, Llc
    Oakland, CA
  • 2018-10-08 → 2021-06-14
    Edward Jones
    Walnut Creek, CA
    St Louis, MO
    Walnut Creek, CA
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-05
  • S66 Uniform Combined State Law Examination
    2018-10-05
Other Names
  • Sean Gregory Otoole

View on SEC IAPD

Other Firms

MCDONALD CAPITAL INVESTORS INC
WESPAC ADVISORS, LLC
PENSERRA CAPITAL MANAGEMENT LLC
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC
CROSSPOINT CAPITAL MANAGEMENT
PENSERRA WEALTH MANAGEMENT
MB INMAN INVESTMENT ADVISORS, LLC
PARAGON ASSET MANAGEMENT INC.

Other Investors

WILLIAM KIM
GREGORY JOSEPH CHRISTIAN
JOHN COLE WILLIAMS
TIMOTHY K CHAN
THOMAS CHRISTOPHER LAMBERT
JORGE NMN MADRIGAL
Katherine Sarah Drury
LEE WILSON GEIGER

Other Offices

MCDONALD CAPITAL INVESTORS INC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA
PENSERRA CAPITAL MANAGEMENT LLC · ORINDA, CA
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC · ORINDA, CA
CROSSPOINT CAPITAL MANAGEMENT · ORINDA, CA
PENSERRA WEALTH MANAGEMENT · ORINDA, CA
MB INMAN INVESTMENT ADVISORS, LLC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA

More in Orinda, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor