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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-08 |
Branch Locations
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
708C East Grande Avenue, Arroyo Grande, CA 93420 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2018 | 11/2018 |
| Unemployed | Nipomo | CA | 03/2018 | 07/2018 |
| Sms Masterminds | San Luis Obispo | CA | 12/2013 | 02/2018 |
| Raymond James Financial Services, Inc. | Arroyo Grande | CA | 11/2019 | 06/2021 |
| Unemployed | Santa Maria | CA | 12/2018 | 11/2019 |
| Raymond James Financial Services Advisors, Inc. | Arroyo Grande | CA | 11/2019 | 06/2021 |
| Lpl Financial, Llc | Arroyo Grande | CA | 06/2021 | Present |
| Perennial Investment Advisors, Llc | Los Angeles | CA | 06/2021 | Present |
1) 5/2021 - Non-Variable Insurance - Perennial Financial & Insurance Services - Investment Related - 2% - Arroyo Grande, CA 93420 2) 5/2021 - DBA for LPL Business (entity for LPL business) - Perennial Financial Services - Investment Related - Arroyo Grande, CA 93420 3) 6/8/2021 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services (HYBRID) - Investment Related - At Reported Business Location(s) - IAR - Started 5/2021 - 64 Hours Per Month/20 Hours During Securities Trading - Time Spent 40% - I provide investment advisory services through Perennial Investment Advisors, an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 64 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-04 |
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