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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-01
SC RA APPROVED 2016-12-21
  • TX RA
    APPROVED
    Since 2024-02-01
  • SC RA
    APPROVED
    Since 2016-12-21

Branch Locations

235 Magrath Darby Blvd Ste 330, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Charleston SC 09/2010 10/2016
Morgan Keegan & Company, Inc. Charleston SC 09/2010 10/2016
Suntrust Bank Daniel Island SC 10/2016 01/2024
Suntrust Investment Services Atlanta GA 10/2016 01/2024
Suntrust Advisory Services, Llc Atlanta GA 10/2016 01/2024
Truist Investment Services, Inc. Mount Pleasant SC 01/2024 Present
Truist Advisory Services, Inc. Mount Pleasant SC 01/2024 Present
  • 09/2010 → 10/2016
    Regions Bank
    Charleston, SC
  • 09/2010 → 10/2016
    Morgan Keegan & Company, Inc.
    Charleston, SC
  • 10/2016 → 01/2024
    Suntrust Bank
    Daniel Island, SC
  • 10/2016 → 01/2024
    Suntrust Investment Services
    Atlanta, GA
  • 10/2016 → 01/2024
    Suntrust Advisory Services, Llc
    Atlanta, GA
  • 01/2024 → Present
    Truist Investment Services, Inc.
    Mount Pleasant, SC
  • 01/2024 → Present
    Mount Pleasant, SC
Previous Registrations
  • 2010-11-03 → 2012-03-31
    Morgan Keegan & Company, Llc
    Charleston, SC
    Birmingham, AL
  • 2006-07-31 → 2010-10-05
    Truist Investment Services, Inc.
    Charleston, SC
    Summerville, SC
    Summerville, SC
    Charleston, SC
    Mount Pleasant, SC
    Charleston, SC
    Mount Pleasant, SC
  • 2005-07-25 → 2006-02-10
    Morgan Stanley Dw Inc.
    Charleston, SC
    Charleston, SC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-10
S66 Uniform Combined State Law Examination 2005-07-18
  • S63 Uniform Securities Agent State Law Examination
    2016-11-10
  • S66 Uniform Combined State Law Examination
    2005-07-18
Designations
Other Names
  • Jake Hermans
  • Jacob L. Hermans

View on SEC IAPD

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