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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-25 |
| WA | RA | APPROVED | 2018-09-13 |
Branch Locations
6314 19Th St W Unit 18, Fircrest, WA 98466 • United States
4423 Point Fosdick Drive Nw Suite #208-2, Gig Harbor, WA 98335 • United States
Tacoma, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Youth For Christ (Yfc) Usa | San Diego | CA | 07/2015 | 09/2017 |
| Global Business Resources | Gig Harbor | WA | 11/2017 | 07/2018 |
| Lpl Financial, Llc | Gig Harbor | WA | 08/2018 | Present |
1. 8/15/2018 - Gig Harbor Financial Services, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/16/2018 - 160 Hours Per Month - Time Spent: 100%. 2. 1/6/2020 - Stokes Auction Group - Not Investment Related - 8398 SE Spring Creek Road, Port Orchard, WA 98367 - Outside/W-2 Employment - Master of Ceremonies - Start Date: 02/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Event Master of Ceremonies for fundraising events: Make general announcements, introduce event speakers and participants, announce auction items. 3. 12/7/2020 - Pirate Cove Family Properties - Investment Related - 6314 19th St W Unit 18, Fircrest, WA 98466 & Ocean Shores, WA 98569 - Real Estate Rental - 5 Hours Per Month/2 Hours During Securities Trading - Multiple member LLC formed for the purchase and rental of property. 4. 12/18/2023 - Other - Notary Public for clients - Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-13 |
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