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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-25
WA RA APPROVED 2018-09-13
  • TX RA
    APPROVED
    Since 2023-07-25
  • WA RA
    APPROVED
    Since 2018-09-13

Branch Locations

6314 19Th St W Unit 18, Fircrest, WA 98466 • United States

4423 Point Fosdick Drive Nw Suite #208-2, Gig Harbor, WA 98335 • United States

Tacoma, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Youth For Christ (Yfc) Usa San Diego CA 07/2015 09/2017
Global Business Resources Gig Harbor WA 11/2017 07/2018
Lpl Financial, Llc Gig Harbor WA 08/2018 Present
  • 07/2015 → 09/2017
    Youth For Christ (Yfc) Usa
    San Diego, CA
  • 11/2017 → 07/2018
    Global Business Resources
    Gig Harbor, WA
  • 08/2018 → Present
    Gig Harbor, WA
Other Businesses

1. 8/15/2018 - Gig Harbor Financial Services, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/16/2018 - 160 Hours Per Month - Time Spent: 100%. 2. 1/6/2020 - Stokes Auction Group - Not Investment Related - 8398 SE Spring Creek Road, Port Orchard, WA 98367 - Outside/W-2 Employment - Master of Ceremonies - Start Date: 02/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Event Master of Ceremonies for fundraising events: Make general announcements, introduce event speakers and participants, announce auction items. 3. 12/7/2020 - Pirate Cove Family Properties - Investment Related - 6314 19th St W Unit 18, Fircrest, WA 98466 & Ocean Shores, WA 98569 - Real Estate Rental - 5 Hours Per Month/2 Hours During Securities Trading - Multiple member LLC formed for the purchase and rental of property. 4. 12/18/2023 - Other - Notary Public for clients - Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-13
  • S66 Uniform Combined State Law Examination
    2018-09-13
Designations
Other Names
  • Josh Douglas Collier

View on SEC IAPD

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