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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-08-19
TX RA APPROVED 2024-08-19
  • MI RA
    APPROVED
    Since 2024-08-19
  • TX RA
    APPROVED
    Since 2024-08-19

Branch Locations

6350 Jupiter Avenue Ne Suite A, Belmont, MI 49306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2018 08/2024
Central Michigan University Mt. Pleasant MI 08/2014 05/2018
Tri-Star Trust Bank Midland MI 01/2018 04/2018
Tri-Star Trust Bank Saginaw MI 05/2017 08/2017
Conzelmann Insurance Agency And Financial Servcies Frankenmuth MI 06/2015 05/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2018 08/2024
Raymond James Financial Services, Inc. Adrian MI 08/2024 Present
Raymond James Financial Services Advisors, Inc. Adrian MI 08/2024 Present
  • 07/2018 → 08/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2014 → 05/2018
    Central Michigan University
    Mt. Pleasant, MI
  • 01/2018 → 04/2018
    Tri-Star Trust Bank
    Midland, MI
  • 05/2017 → 08/2017
    Tri-Star Trust Bank
    Saginaw, MI
  • 06/2015 → 05/2017
    Conzelmann Insurance Agency And Financial Servcies
    Frankenmuth, MI
  • 09/2018 → 08/2024
    Fairfield, IA
  • 08/2024 → Present
    Raymond James Financial Services, Inc.
    Adrian, MI
  • 08/2024 → Present
    Adrian, MI
Previous Registrations
Other Businesses

(1) Name of Business: Prudential, Symetra, Ash Brokerage, Mutual of Omaha, Mass Mutual Address: 6350 Jupiter Ave NE Ste A, Belmont, MI, 49306-8890, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/19/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the existing agent on record for these insurance policies and I am working on switching the broker dealer of record to Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-11
  • S66 Uniform Combined State Law Examination
    2018-09-11
Designations
Other Names
  • Brian Stearns

View on SEC IAPD

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