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Current Employers
Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-25
NY RA APPROVED 2023-01-24
  • FL RA
    APPROVED
    Since 2023-01-25
  • NY RA
    APPROVED
    Since 2023-01-24

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage, Rutty & Co., Inc. Rochester NY 07/2018 09/2020
Genesee Valley Equine Clinic Scottsville, NY 04/2018 06/2018
Unemployed Rocheter NY 12/2017 03/2018
Whitney Hill Stables Fairport NY 09/2015 11/2017
Sage, Rutty & Co., Inc. Rochester NY 09/2020 10/2023
Sage, Rutty & Co., Inc. Rochester NY 10/2023 Present
Other Businesses

Daymark Farm LLC, - not investment related - 4328 Country Club Rd Geneseo, New York 14454 - Equestrian Facility - caring for barn & horses - 08/24/2019 (start date) - @ 10 - 15 hours/week - 0 hrs during securities trading times - shoveling horse excrement., caring for the animals, other barn-related duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2022-12-19

View on SEC IAPD

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