Stephen Jared Smith

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 01/2019
  Massachusetts Mutual Life
  Fort Worth, TX
• 07/2018 → 05/2019
  Mml Investors Services
  Fort Worth, TX
• 09/2016 → 11/2017
  Bank Of Texas
  Dallas, TX
• 05/2014 → 09/2016
  Comerica Bank
  Dallas, TX
• 11/2017 → 02/2018
  Unemployed
  Dallas, TX
• 05/2019 → 11/2021
  Charles Schwab & Co., Inc.
  Westlake, TX
• 02/2022 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-06
• S63 Uniform Securities Agent State Law Examination
  2018-11-21

Other Names

• Jared Smith
• Jared Smith