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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-07-16
  • PA RA
    APPROVED
    Since 2018-07-16

Branch Locations

One Northgate Squire Suite 217, Greensburg, PA 15601 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Madayne Grill And Espresso Redding CA 03/2017 07/2018
Bethel School Of Supernatural Ministry Redding CA 09/2016 03/2017
Gwn Securities, Inc. Palm Beach Gardens FL 07/2018 Present
Robert D Allshouse Greensburg PA 08/2018 12/2023
  • 03/2017 → 07/2018
    Madayne Grill And Espresso
    Redding, CA
  • 09/2016 → 03/2017
    Bethel School Of Supernatural Ministry
    Redding, CA
  • 07/2018 → Present
    Palm Beach Gardens, FL
  • 08/2018 → 12/2023
    Robert D Allshouse
    Greensburg, PA
Other Businesses

PA INSURANCE (ACCIDENT AND HEALTH, LIFE AND FIXED ANNUITIES, VARIABLE LIFE/VARIABLE ANNUITY) POSITION: Agent NATURE: Life Insurance, Long Term Care, and Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 08/14/2021 ADDRESS: 1 Northgate Square, Suite 217, Greensburg PA 15601, United States DESCRIPTION: Term Life Enrollment, Marketing Emails with Clients, Customer Service KADES MARGOLIS, Is Investment Related, DBA, Financial Professional, 07/19/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. GRACE LIFE CHURCH Is Not Investment Related, Non-ProfIt / Religious, Preaching Pastor, 2023-01-03, 5 hours per month, 0 hours per month during trading hours, Other Compensation, "As a member of the congregation, I am occasionally asked to preach. I am not on staff as a pastor, but when I preach, the church will give me a $300 gift." "His Business, LLC",Is Investment Related,,Financial Services,Sole Member,2022-01-03,160 hours per month,0 hours per month during trading hours,Other Compensation,"HIS BUSINESS, LLC was created per direction from my accountant to house the commissions I receive from GWN Securities, Inc and any payments I receive as an employee of Robert D. Allshouse. There will be no additional financial services or business being done beyond what is already accomplished through GWN Securities, Inc. After receiving payment into my personal checking account from GWN Securities, Inc, my accountant advised doing a "1099 Nominee" to my new business account for potential tax benefits.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-02
S63 Uniform Securities Agent State Law Examination 2018-04-02
  • S65 Uniform Investment Adviser Law Examination
    2018-07-02
  • S63 Uniform Securities Agent State Law Examination
    2018-04-02
Other Names
  • Nick Wyzkiewicz

View on SEC IAPD

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