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CRD 6988713
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-07-16 |
Branch Locations
One Northgate Squire Suite 217, Greensburg, PA 15601 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Madayne Grill And Espresso | Redding | CA | 03/2017 | 07/2018 |
| Bethel School Of Supernatural Ministry | Redding | CA | 09/2016 | 03/2017 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2018 | Present |
| Robert D Allshouse | Greensburg | PA | 08/2018 | 12/2023 |
PA INSURANCE (ACCIDENT AND HEALTH, LIFE AND FIXED ANNUITIES, VARIABLE LIFE/VARIABLE ANNUITY) POSITION: Agent NATURE: Life Insurance, Long Term Care, and Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 08/14/2021 ADDRESS: 1 Northgate Square, Suite 217, Greensburg PA 15601, United States DESCRIPTION: Term Life Enrollment, Marketing Emails with Clients, Customer Service KADES MARGOLIS, Is Investment Related, DBA, Financial Professional, 07/19/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. GRACE LIFE CHURCH Is Not Investment Related, Non-ProfIt / Religious, Preaching Pastor, 2023-01-03, 5 hours per month, 0 hours per month during trading hours, Other Compensation, "As a member of the congregation, I am occasionally asked to preach. I am not on staff as a pastor, but when I preach, the church will give me a $300 gift." "His Business, LLC",Is Investment Related,,Financial Services,Sole Member,2022-01-03,160 hours per month,0 hours per month during trading hours,Other Compensation,"HIS BUSINESS, LLC was created per direction from my accountant to house the commissions I receive from GWN Securities, Inc and any payments I receive as an employee of Robert D. Allshouse. There will be no additional financial services or business being done beyond what is already accomplished through GWN Securities, Inc. After receiving payment into my personal checking account from GWN Securities, Inc, my accountant advised doing a "1099 Nominee" to my new business account for potential tax benefits.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-02 |
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