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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
NY RA APPROVED 2021-06-16
  • TX RA
    APPROVED
    Since 2023-02-03
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

187-08 Horace Harding Expressway, Fresh Meadows, NY 11365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fresh Meadows NY 07/2018 Present
Jpmorgan Chase Bank, N.A. Fresh Meadows NY 07/2018 Present
Td Bank Fresh Meadows NY 06/2017 06/2018
Unemployed Flushing NY 01/2017 05/2017
Massmutual Financial Group Flushing NY 09/2016 12/2016
  • 07/2018 → Present
    Fresh Meadows, NY
  • 07/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Fresh Meadows, NY
  • 06/2017 → 06/2018
    Td Bank
    Fresh Meadows, NY
  • 01/2017 → 05/2017
    Unemployed
    Flushing, NY
  • 09/2016 → 12/2016
    Massmutual Financial Group
    Flushing, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 2018-09-18
  • S66 Uniform Combined State Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    2018-09-18

View on SEC IAPD

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