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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-16
MA RA APPROVED 2020-08-18
CT RA APPROVED 2020-08-14
  • TX RA
    APPROVED_RES
    Since 2024-10-16
  • MA RA
    APPROVED
    Since 2020-08-18
  • CT RA
    APPROVED
    Since 2020-08-14

Branch Locations

330 Whitney Ave Suite 630, Holyoke, MA 01040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Bank East Windsor CT 07/2018 12/2019
Td Bank Sprinfield MA 07/2014 07/2018
Chicago Sams Enfield CT 10/2010 02/2018
Infinex Investments, Inc. Meriden CT 07/2018 12/2019
Raymond James Financial Services, Inc. Chicopee MA 01/2020 Present
Peoples Bank Holyoke MA 01/2020 Present
Raymond James Financial Services Advisors, Inc. West Hartford CT 04/2022 Present
Peoples Wealth Advisory Group Holyoke MA 08/2020 Present
  • 07/2018 → 12/2019
    United Bank
    East Windsor, CT
  • 07/2014 → 07/2018
    Td Bank
    Sprinfield, MA
  • 10/2010 → 02/2018
    Chicago Sams
    Enfield, CT
  • 07/2018 → 12/2019
    Infinex Investments, Inc.
    Meriden, CT
  • 01/2020 → Present
    Raymond James Financial Services, Inc.
    Chicopee, MA
  • 01/2020 → Present
    Peoples Bank
    Holyoke, MA
  • 04/2022 → Present
    West Hartford, CT
  • 08/2020 → Present
    Peoples Wealth Advisory Group
    Holyoke, MA
Other Businesses

(1)Name of Business: Peoples Wealth Advisory Group Address: 330 Whitney Ave Suite 630, Holyoke , MA, 01040, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/20/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Representative (2)Name of Business: PeoplesBank Address: 330 Whitney Ave Suite 630, Holyoke , MA, 01040, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/20/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered representative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-06
S63 Uniform Securities Agent State Law Examination 2019-03-07
  • S66 Uniform Combined State Law Examination
    2020-08-06
  • S63 Uniform Securities Agent State Law Examination
    2019-03-07
Other Names
  • Jessica Hudson
  • Jessica Lynn Hudson

View on SEC IAPD

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