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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-16 |
| MA | RA | APPROVED | 2020-08-18 |
| CT | RA | APPROVED | 2020-08-14 |
Branch Locations
330 Whitney Ave Suite 630, Holyoke, MA 01040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Bank | East Windsor | CT | 07/2018 | 12/2019 |
| Td Bank | Sprinfield | MA | 07/2014 | 07/2018 |
| Chicago Sams | Enfield | CT | 10/2010 | 02/2018 |
| Infinex Investments, Inc. | Meriden | CT | 07/2018 | 12/2019 |
| Raymond James Financial Services, Inc. | Chicopee | MA | 01/2020 | Present |
| Peoples Bank | Holyoke | MA | 01/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | West Hartford | CT | 04/2022 | Present |
| Peoples Wealth Advisory Group | Holyoke | MA | 08/2020 | Present |
(1)Name of Business: Peoples Wealth Advisory Group Address: 330 Whitney Ave Suite 630, Holyoke , MA, 01040, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/20/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Representative (2)Name of Business: PeoplesBank Address: 330 Whitney Ave Suite 630, Holyoke , MA, 01040, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/20/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-07 |
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