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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-21 |
| LA | RA | APPROVED | 2024-10-30 |
| VA | RA | APPROVED | 2024-03-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1889 Governor's Pointe Drive, Suffolk, VA 23436 • United States
Franklin, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Dayton | OH | 07/2018 | 12/2018 |
| Key Investment Services Llc | Dayton | OH | 07/2018 | 12/2018 |
| Boetger Retirement Plan Services | Erie | PA | 10/2014 | 05/2018 |
| Keybank | Dayton | OH | 12/2018 | 11/2019 |
| Key Investment Services | Dayton | OH | 12/2018 | 11/2019 |
| Wells Fargo Bank, Na | Burlington | NC | 11/2019 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Burlington | NC | 11/2019 | 01/2021 |
| Lpl Financial Llc | Virginia Beach | VA | 01/2021 | 07/2021 |
| Old Point National Bank | Virginia Beach | VA | 01/2021 | 07/2021 |
| Raymond James | Suffolk | VA | 07/2021 | 03/2024 |
| Raymond James Financial Services Advisers | Suffolk | VA | 07/2021 | 03/2024 |
| Steward Partners Global Advisory, Llc | Suffolk | VA | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Suffolk | VA | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Suffolk | VA | 03/2024 | Present |
(1)Name of Business: Freedom Street Partners Address: 2000 Hillpoint Blvd N, Suffolk, VA, 23434, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/06/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: I am a financial advisor and client relationship manager. I am responsible for account maintenance, and holding client meetings primarily. 2) Name of Business: United Way of South Hampton Roads; Address: Norfolk, VA; Activity Type: Non-profit; Position/Title: Board Member; Start Date: 1/1/2024; Not Investment Related; Hours per month devoted to activity 2 Hrs/Mo, 0 Hrs/Mo during trading hours. 3) Name of Business: Suffolk Humane Society; Address: Suffolk, VA; Activity Type: Non-profit; Position/Title: Board Member; Start Date: 5/1/2021; Not investment related; Hours per month devoted to activity: 5; Hours per month during trading hours: 1. 4) Name of Business: Hampton Roads Chamber of Commerce; Address: Norfolk, VA; Activity Type: Board Member; Position/Title: Board Member; Start date: 2/1/2021; Not investment related; Hours per month devoted to activity: 2; Hours per moth during trading hours 2.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-03 |
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