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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-21
LA RA APPROVED 2024-10-30
VA RA APPROVED 2024-03-15
  • TX RA
    APPROVED
    Since 2025-03-21
  • LA RA
    APPROVED
    Since 2024-10-30
  • VA RA
    APPROVED
    Since 2024-03-15

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

1889 Governor's Pointe Drive, Suffolk, VA 23436 • United States

Franklin, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Dayton OH 07/2018 12/2018
Key Investment Services Llc Dayton OH 07/2018 12/2018
Boetger Retirement Plan Services Erie PA 10/2014 05/2018
Keybank Dayton OH 12/2018 11/2019
Key Investment Services Dayton OH 12/2018 11/2019
Wells Fargo Bank, Na Burlington NC 11/2019 01/2021
Wells Fargo Clearing Services, Llc Burlington NC 11/2019 01/2021
Lpl Financial Llc Virginia Beach VA 01/2021 07/2021
Old Point National Bank Virginia Beach VA 01/2021 07/2021
Raymond James Suffolk VA 07/2021 03/2024
Raymond James Financial Services Advisers Suffolk VA 07/2021 03/2024
Steward Partners Global Advisory, Llc Suffolk VA 03/2024 Present
Steward Partners Investment Solutions, Llc Suffolk VA 03/2024 Present
Steward Partners Investment Advisory, Llc Suffolk VA 03/2024 Present
  • 07/2018 → 12/2018
    Keybank
    Dayton, OH
  • 07/2018 → 12/2018
    Key Investment Services Llc
    Dayton, OH
  • 10/2014 → 05/2018
    Boetger Retirement Plan Services
    Erie, PA
  • 12/2018 → 11/2019
    Keybank
    Dayton, OH
  • 12/2018 → 11/2019
    Key Investment Services
    Dayton, OH
  • 11/2019 → 01/2021
    Wells Fargo Bank, Na
    Burlington, NC
  • 11/2019 → 01/2021
    Burlington, NC
  • 01/2021 → 07/2021
    Virginia Beach, VA
  • 01/2021 → 07/2021
    Old Point National Bank
    Virginia Beach, VA
  • 07/2021 → 03/2024
    Raymond James
    Suffolk, VA
  • 07/2021 → 03/2024
    Raymond James Financial Services Advisers
    Suffolk, VA
  • 03/2024 → Present
    Steward Partners Global Advisory, Llc
    Suffolk, VA
  • 03/2024 → Present
    Steward Partners Investment Solutions, Llc
    Suffolk, VA
  • 03/2024 → Present
    Suffolk, VA
Previous Registrations
Other Businesses

(1)Name of Business: Freedom Street Partners Address: 2000 Hillpoint Blvd N, Suffolk, VA, 23434, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/06/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: I am a financial advisor and client relationship manager. I am responsible for account maintenance, and holding client meetings primarily. 2) Name of Business: United Way of South Hampton Roads; Address: Norfolk, VA; Activity Type: Non-profit; Position/Title: Board Member; Start Date: 1/1/2024; Not Investment Related; Hours per month devoted to activity 2 Hrs/Mo, 0 Hrs/Mo during trading hours. 3) Name of Business: Suffolk Humane Society; Address: Suffolk, VA; Activity Type: Non-profit; Position/Title: Board Member; Start Date: 5/1/2021; Not investment related; Hours per month devoted to activity: 5; Hours per month during trading hours: 1. 4) Name of Business: Hampton Roads Chamber of Commerce; Address: Norfolk, VA; Activity Type: Board Member; Position/Title: Board Member; Start date: 2/1/2021; Not investment related; Hours per month devoted to activity: 2; Hours per moth during trading hours 2.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-09
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S66 Uniform Combined State Law Examination
    2020-01-09
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03
Other Names
  • Anthony Michael Piglowski
  • Anthony Piglowski

View on SEC IAPD

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