Frank Thomas Madalone

Current Employers

Halo Investment Services, Llc

1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-08-18

NJ RA
APPROVED

Since 2023-08-18

Branch Locations

Fair Haven, NJ • United States

1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Waterhouse Investor Services Inc	New York	NY	09/2005	11/2021
Halo Securities, Llc	Chicago	IL	11/2021	Present
Sentinus, Llc	Fair Haven	NJ	11/2021	08/2023
Halo Investment Services, Llc	Fair Haven	NJ	08/2023	Present

09/2005 → 11/2021

Td Waterhouse Investor Services Inc

New York, NY
11/2021 → Present

Halo Securities, Llc

Chicago, IL
11/2021 → 08/2023

Sentinus, Llc

Fair Haven, NJ
08/2023 → Present

Halo Investment Services, Llc

Fair Haven, NJ

Previous Registrations

2022-01-28 → 2023-08-09

Rothschild Wealth Llc

Fair Haven, NJ

Oakbrook, IL
2006-02-14 → 2021-11-18

Td Ameritrade, Inc.

New York, NY

Jersey City, NJ

New York, NY

Other Businesses

HALO SECURITIES BROKER DEALER SALES LEADERSHIP/REGISTERED REP SINCE 11/2021 INVESTMENT REALTED HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 08/2023 INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-13
S63	Uniform Securities Agent State Law Examination	2005-05-19

S66 Uniform Combined State Law Examination

2006-02-13
S63 Uniform Securities Agent State Law Examination

2005-05-19

View on SEC IAPD