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Mark Roland Connell

Connell Financial Services, LLC

Essex, CT

CRD 6987803

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Employer firm

Connell Financial Services, LLC CRD 338649

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Connell Financial Services, Llc

Essex, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-02
  • CT RA
    APPROVED
    Since 2025-12-02

Branch Locations

Essex, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark R. Connell, Attorney At Law, Llc Branford CT 01/2000 Present
Commonwealth Financial Network Brandford CT 10/2018 08/2025
Connell Financial Services, Llc Essex CT 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-12
  • S65 Uniform Investment Adviser Law Examination
    2018-10-12
Other Names
  • Mark Roland Connell
  • Mark Connell

View on SEC IAPD

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