Christopher Zollo

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 10/2021
  Mass Mutual Life Insurance Company
  East Providence, RI
• 07/2018 → 06/2020
  Mml Investors Services, Llc
  East Providence, RI
• 11/2017 → 05/2022
  Uber
  Rumford, RI
• 11/2017 → 01/2021
  Lyft
  Rumford, RI
• 09/2017 → 04/2018
  Above & Beyond
  Princeton, NJ
• 04/2016 → 09/2017
  Unifirst
  Warwick, RI
• 12/2020 → 10/2021
  Mml Investors Services, Llc
  East Providence, RI
• 12/2021 → 05/2022
  Securian Financial Services Inc
  St Paul, MN
• 12/2021 → 05/2022
  Minnesota Life Insurance Co
  St Paul, MN
• 12/2021 → 05/2022
  Securian Advisors Of New England
  Braintree, MA
• 08/2022 → 05/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 06/2022 → 08/2022
  Elj, Inc.
  Bristol, RI
• 08/2007 → 04/2018
  Eastern Nazarene College
  Quincy, MA
• 09/2023 → 05/2025
  Bank Of America N.A.
  Lincoln, RI
• 05/2025 → Present
  Foundations Investment Advisors Llc
  Phoenix, AZ

Previous Registrations

• 2022-10-18 → 2025-05-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
  Barrington, RI

Other Businesses

Name of Business: WealthMax Financial Group Fixed Insurance Investment Related: Yes, Address: 655 Metacom Ave. Bristol, RI 02809 Nature of Business: WealthMax is a financial planning firm Position/Title: Insurance Agent Start Date: 11/2024 Approx Hours/Month: 1 Approx Hours/Month During Trading Hours: 160 Duties: Advisor/ business operations Name of Business: WealthMax Financial Group Investment Related: Yes, Address: 655 Metacom Ave. Bristol, RI 02809 Nature of Business: Non-Legal Estate Planning administrative services using 3rd party Encore Estate: Duties include Non-legal services to assist client with documentation organization, data entry, and platform navigation related to estate planning software. Start Date 03/2026: Approximately 8 HRS/Month Spent on activity

Exams

• S66 Uniform Combined State Law Examination
  2022-09-26

Other Names

• Christopher Zollo
• Christopher Todd Zollo