Connor A Joe

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-04
CA	RA	APPROVED	2023-01-03

TX RA
APPROVED

Since 2023-01-04
CA RA
APPROVED

Since 2023-01-03

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Irvine	CA	08/2022	Present
California State University, Fullerton	Fullerton	CA	08/2018	05/2022
Esperanza High School	Anaheim	CA	08/2014	06/2018
Morgan Stanley	Irvine	CA	07/2018	08/2018
Morgan Stanley	Irvine	CA	08/2021	02/2022

08/2022 → Present

Morgan Stanley

Irvine, CA
08/2018 → 05/2022

California State University, Fullerton

Fullerton, CA
08/2014 → 06/2018

Esperanza High School

Anaheim, CA
07/2018 → 08/2018

Morgan Stanley

Irvine, CA
08/2021 → 02/2022

Morgan Stanley

Irvine, CA

Other Businesses

*629995 - OCSCS; Investment related -No; Yorba Linda, California; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 8; Labor/Service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-14

S66 Uniform Combined State Law Examination

2022-10-14

Other Names

Connor Austin Joe

View on SEC IAPD