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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-13 |
| WA | RA | APPROVED | 2022-07-13 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of California, Merced | Merced | CA | 09/2015 | 11/2016 |
| University Of California, Merced | Merced | CA | 09/2016 | 05/2017 |
| University Of California, Merced | Merced | CA | 11/2016 | 05/2018 |
| University Of California, Merced | Merced | CA | 05/2017 | 05/2018 |
| Mirror Comedy | Merced | CA | 02/2016 | 02/2017 |
| Self Employed | Chandler | AZ | 02/2017 | 10/2019 |
| Self Employed | Chandler | AZ | 07/2018 | 10/2019 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2018 | 08/2019 |
| E*Trade Securities Llc | Palo Alto | CA | 08/2020 | 01/2021 |
| Forusall | San Francisco | CA | 10/2019 | 06/2020 |
| University Of California, Merced | Merced | CA | 08/2014 | 05/2018 |
| E*Trade Capital Management Llc | Palo Alto | CA | 08/2020 | 01/2021 |
| E*Trade Securities Llc | Menlo Park | CA | 01/2021 | 06/2022 |
| E*Trade Capital Management Llc | Menlo Park | CA | 01/2021 | 06/2022 |
| Fisher Investments | Camas | WA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-03 |
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