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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-01-01 |
Branch Locations
380 Hurricane Ln, Ste 201, Williston, VT 05495 • United States
380 Hurricane Lane Ste 201, Williston, VT 05495 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Theatre Corporation | South Burlington | VT | 12/2012 | 05/2017 |
| Keybank | Essex Junction | VT | 05/2017 | 12/2020 |
| Key Investment Services | Essex Junction | VT | 07/2018 | 12/2020 |
| University Of Vermont | Burlington | VT | 08/2014 | 05/2018 |
| Mass Mutual Life Insurance Company | Colchester | VT | 12/2020 | 02/2024 |
| Mml Investor Services, Llc | Colchester | VT | 02/2021 | 02/2024 |
| Lpl Financial | Williston | VT | 02/2024 | Present |
1- 01/2024 / Professional Financial Associates, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth/ 8 hrs during trading / start date 12/14/2020 2- 01/2024 / Kylie Richards / Non-Variable Insurance / Investment Related / 15 hrs mnth / 1 hrs during trading / start date 12/14/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-04 |
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