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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-15 |
| FL | RA | APPROVED | 2023-06-29 |
Branch Locations
701 Brickell Ave, Miami, FL 33131 • United States
1 Se 3Rd Ave, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Lobster | Miami | FL | 04/2018 | 04/2019 |
| Fsu Library | Tallahassee | FL | 08/2017 | 03/2018 |
| Florida State University | Tallahassee | FL | 01/2014 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pinecrest | FL | 01/2023 | Present |
| Regions Bank | Miami | FL | 03/2022 | 01/2023 |
| Synovus Bank | Miami | FL | 04/2019 | 03/2022 |
| Outback Steakhouse | Miami | FL | 02/2020 | 04/2020 |
| Florida International University | Miami | FL | 08/2020 | Present |
| Bank Of America N.A. | Pinecrest | FL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-26 |
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