Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
FL RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-08-15
  • FL RA
    APPROVED
    Since 2023-06-29

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

1 Se 3Rd Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Lobster Miami FL 04/2018 04/2019
Fsu Library Tallahassee FL 08/2017 03/2018
Florida State University Tallahassee FL 01/2014 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pinecrest FL 01/2023 Present
Regions Bank Miami FL 03/2022 01/2023
Synovus Bank Miami FL 04/2019 03/2022
Outback Steakhouse Miami FL 02/2020 04/2020
Florida International University Miami FL 08/2020 Present
Bank Of America N.A. Pinecrest FL 04/2023 Present
  • 04/2018 → 04/2019
    Red Lobster
    Miami, FL
  • 08/2017 → 03/2018
    Fsu Library
    Tallahassee, FL
  • 01/2014 → 07/2017
    Florida State University
    Tallahassee, FL
  • 01/2023 → Present
    Pinecrest, FL
  • 03/2022 → 01/2023
    Regions Bank
    Miami, FL
  • 04/2019 → 03/2022
    Synovus Bank
    Miami, FL
  • 02/2020 → 04/2020
    Outback Steakhouse
    Miami, FL
  • 08/2020 → Present
    Florida International University
    Miami, FL
  • 04/2023 → Present
    Bank Of America N.A.
    Pinecrest, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-26
  • S66 Uniform Combined State Law Examination
    2023-06-26
Other Names
  • Luis Hermijo
  • Luis A Hermijo
  • Luis Antonio Hermijo

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Miami, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor