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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-06-21 |
| TX | RA | APPROVED_RES | 2022-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona State University- Sun Devil Fitness Center | Tempe | AZ | 05/2016 | 05/2018 |
| Mountainside Fitness | Tempe | AZ | 07/2017 | 05/2018 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2018 | 05/2019 |
| Arizona State University | Tempe | AZ | 08/2014 | 05/2018 |
| Raymond James Financial Services, Inc. | Chandler | AZ | 05/2019 | 06/2022 |
| Raymond James Financial Services Advisors Inc. | Chandler | AZ | 09/2019 | 06/2022 |
| The Wealth Stewards | Chandler | AZ | 05/2019 | 06/2022 |
| Morgan Stanley | Tempe | AZ | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-03 |
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