Adelbert Francis Duffy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2012 → Present
  United Federal Credit Union
  Marion, OH
• 05/2025 → Present
  Lpl Financial Llc
  Powell, OH

Previous Registrations

• 2009-03-24 → 2025-05-15
  Cuso Financial Services, L.P.
  Marion, OH
  San Diego, CA
  Marion, OH
  Westerville, OH
  Gahanna, OH
  Powell, OH
  Gahanna, OH
  Powell, OH
  Bellefontaine, OH
  Gahanna, OH
• 2008-02-05 → 2009-03-17
  Ubs Financial Services Inc.
  Marion, OH

Other Businesses

1. 05/15/2025- Kemba Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/25/2025- 160 Hours Per Month- 160 Hours During Trading 2. 05/15/2025- Mount Carmel Foundation-Non-Profit Board Member- INV Related- At Columbus, OH- Start date 05/01/2024- 1 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2008-02-01

Other Names

• Del F Duffy
• Adelbert Duffy