Daniel H. Shanks

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 08/2018
  University Of Houston - Downtown
  Houston, TX
• 04/2013 → 09/2017
  Koko Fitclub
  Katy, TX
• 01/2012 → 05/2017
  Houston Community College
  Houston, TX
• 08/2018 → 05/2019
  Lpl Financial Llc
  Houston, TX
• 09/2018 → 05/2019
  Texas Dow Employee Cu
  Houston, TX
• 05/2019 → 07/2020
  Jp Morgan Securities, Llc
  Houston, TX
• 05/2019 → 07/2020
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 06/2019 → 02/2020
  Shaw Security Management
  Sausalito, CA
• 07/2020 → 11/2021
  Thrivent Advisor Network, Llc D/B/A Awaken Wealth Partners
  Houston, TX
• 09/2020 → 11/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2021 → Present
  Fidelity Investments
  Houston, TX
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2022-02-14 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2020-07-29 → 2021-11-29
  Thrivent Advisor Network, Llc
  Houston, TX
  Minneapolis, MN
• 2019-05-22 → 2020-07-21
  J.P. Morgan Securities Llc
  Houston, TX
• 2018-11-15 → 2019-06-10
  Lpl Financial Llc
  Houston, TX

Other Businesses

OBA-66301|OrgNmn:Shaw Management Group|Org Addr:Novato,California,US|OBA Nature:Event Secutity|Invst Rel:N|Title:Employee|Duties:Security for events such as concerts, corporate parties, and car auctions|StrtDt:02-07-22|TotHrs/mon:12|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2018-11-14

Other Names

• Daniel Harrison Shanks