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Andrew Douglas Walker

Wells Fargo Advisors Financial Network, LLC

Charlotte, NC

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-09
  • NC RA
    APPROVED
    Since 2024-07-09

Branch Locations

7615 Colony Rd Ste 215A, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Burlington NC 06/2018 06/2024
Appalachian State University Boone NC 08/2014 05/2018
Stuart's Tents And Events Burlington NC 05/2017 08/2017
Wells Fargo Advisors Financial Network, Llc Charlotte NC 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-05
  • S66 Uniform Combined State Law Examination
    2018-10-05
Other Names
  • Andrew Walker
  • Andy Walker
  • Andrew Douglas Walker

View on SEC IAPD

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