Austin Joseph Buck

LPl Financial LLC

Lees Summit, MO

Lees Summit, MO

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-03-21

MO RA
APPROVED

Since 2022-03-21

Branch Locations

1741 Ne Douglas St Ste 100, Lees Summit, MO 64086 • United States

Lees Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Shawnee Mission	KS	07/2018	05/2021
Midcontinent Public Library	Excelsior Springs	MO	11/2012	06/2018
Truman State University Health Center	Kirksville	MO	10/2015	05/2018
Unemployed	Excelsior Springs	MO	05/2021	06/2021
Waddell & Reed, Inc	Lees Summit	MO	06/2021	07/2021
Jesse Snow	Lees Summit	MO	06/2021	07/2021
Lpl Financial Llc	Lees Summit	MO	07/2021	Present

07/2018 → 05/2021

Waddell & Reed, Inc

Shawnee Mission, KS
11/2012 → 06/2018

Midcontinent Public Library

Excelsior Springs, MO
10/2015 → 05/2018

Truman State University Health Center

Kirksville, MO
05/2021 → 06/2021

Unemployed

Excelsior Springs, MO
06/2021 → 07/2021

Waddell & Reed, Inc

Lees Summit, MO
06/2021 → 07/2021

Jesse Snow

Lees Summit, MO
07/2021 → Present

Lpl Financial Llc

Lees Summit, MO

Other Businesses

1) 1/18/2022 - LifeGoals Strategies Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-18

S66 Uniform Combined State Law Examination

2022-03-18

View on SEC IAPD

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Other Offices

EDWARD JONES · LEES SUMMIT, MO

EDWARD JONES · LEES SUMMIT, MO

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