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Cole Patterson

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-30
TX RA APPROVED 2023-06-30
  • NY RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED
    Since 2023-06-30

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 05/2020 06/2023
Riddell San Antonio TX 06/2017 08/2017
Texas A&M University College Station TX 08/2016 05/2020
Platinum Wealth Solutions San Antonio TX 06/2018 08/2018
Texas A&M University College Station TX 05/2018 09/2018
Merrill Lynch Dallas TX 06/2019 08/2019
Brg Sports College Station TX 05/2017 08/2017
Bank Of America, N.A. Frisco TX 08/2020 06/2023
Ubs Financial Dallas TX 06/2023 Present
  • 05/2020 → 06/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Frisco, TX
  • 06/2017 → 08/2017
    Riddell
    San Antonio, TX
  • 08/2016 → 05/2020
    Texas A&M University
    College Station, TX
  • 06/2018 → 08/2018
    Platinum Wealth Solutions
    San Antonio, TX
  • 05/2018 → 09/2018
    Texas A&M University
    College Station, TX
  • 06/2019 → 08/2019
    Merrill Lynch
    Dallas, TX
  • 05/2017 → 08/2017
    Brg Sports
    College Station, TX
  • 08/2020 → 06/2023
    Bank Of America, N.A.
    Frisco, TX
  • 06/2023 → Present
    Ubs Financial
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-15
  • S66 Uniform Combined State Law Examination
    2020-10-15
Other Names
  • Cole Mitchell Patterson

View on SEC IAPD

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OPENAIR FINANCIAL, LLC · Dallas, TX
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